Stonebridge believes in providing investment solutions that are designed around client specific needs and objectives. As a registered investment adviser, Stonebridge Capital Advisors, LLC and all supervised persons, must comply with SEC Regulation S-P, which requires investment advisers to adopt policies and procedures to protect the Nonpublic Personal Information (NPI) of clients. How does your firm approach insurance sales? What does this mean? Please click on the country abbreviation in the search box below to change to a different country location. Delivering diverse, customized portfolios to meet the specific needs and personal restrictions for each of our clients. Regulatory disclosures state that firm sells proprietary investments and products. We work hard to collect and provide you the information you need to find a financial advisor whos right for you. SEC.gov As one of Stonebridge's senior investment advisors, Dino works closely with a number of our high-net-worth clients to develop, implement, and monitor their financial and investment plans. Ryan Thacker at B.o.s.s. Retirement Advisors, LLC | Wealthminder Stonebridge Capital Advisors, registered in 1997, serves 31 state(s) with a licensed staff of 3 advisors. Active, Closed, Whether an Organization is for profit or non-profit, General contact email for the organization. She holds the Series 7 and Series 24 FINRA licenses and is also licensed to sell life and health insurance in NJ. A regulatory agency other than the SEC or CFTC has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. Steven Roorda - Portfolio Manager and Senior Research - LinkedIn BBB Business Profiles may not be reproduced for sales or promotional purposes. Fixed fees (other than subscription fees), Selection of other advisers (including private fund managers). B.o.s.s. Total number of Crunchbase contacts associated with this organization, Total number of employee profiles an organization has on Crunchbase, Total number of organizations similar to the given organization, Descriptive keyword for an Organization (e.g. Is your firm a broker-dealer or are you affiliated with one? Financial planning services can include investment planning, tax planning, estate planning, retirement planning, or life-based event planning such as saving for college, getting married, purchasing a home, paying down debt, or planning an inheritance. But it does mean you should ask questions about those entries. All rights reserved. As one of Stonebridge's senior investment advisors, Dino works closely with a number of our high-net-worth clients to develop, implement, and monitor their financial and investment plans. Explore our exclusive collection of educational and informative resources, featuring topics on investment and wealth management, economic and market research, and more. While this can be seen as "eating your own cooking," there are conflicts that may arise. He also holds life and health insurance licenses in several states. Data feeds used for advisors pages may be delayed; please also refer to How do these benefits affect the firms selection of a broker-dealer partner? Get In Touch 5601 Granite Parkway Suite 1350 Plano, TX 75024 info@stonebriarcf.com Ph: +1 469.609.8500 Visit Site STONEBRIDGE CAPITAL ADVISORS LLC Top 13F Holdings - WhaleWisdom.com Luckily, there are signs that will help you figure out if you're sitting across from a trustworthy financial advisor. Here are our dedicated professionals: Dino Kostakis, CFP, CRPC, CLU, ChFC is President, co-founder, and one of the principal partners of Stonebridge Capital Management. Stonebridge Advisors manages $10.5 billion and provides investment advisory services for 392 clients (1:49 advisor/client ratio). Is your firm affiliated with a law firm in any capacity? #bonds #fixedincome #investmentmanagement https: . This relationship may introduce bias where a firm or related person recommends certain securities with which they are affiliated, rather than others that may have higher returns. When? How does your firm mitigate conflicts that arise from managing accounts with differing fee structures? What does this mean? The investment experience of our portfolio management team spans over 40 years. Learn more Institutional Advisory Services Providing institutional clients - including non-profits, insurers, and corporations - with customized investment management and advisory solutions. 2022 Fast 50: Repeat honoree Stonebridge Capital Advisors lands on The #bonds #fixedincome #investmentmanagement Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter. What does this mean? Please select the region that you would like to explore today. What does this mean and why is it important? BBB directs its services to businesses and consumers in North America. Which securities does your firm trade for itself that it will also be recommending to me? Michael Dashner, CFA - Portfolio Manager - Stonebridge Capital Advisors What does this mean and why is it important? Stonebridge Advisors Review 2023 | investor.com As an SEC Registered Investment Advisor (RIA) they manage over $1 Billion in assets. Jeff resides in Tenafly, NJ with his wife Jamie and his son Shane Jerry. #National Association of Mutual Insurance Companies (NAMIC) #FarmMutualForum2023 #economicoutlook #Stonebridge, What an inspiring morning of giving, community, and support to Small Sums at their Restoring Home Breakfast yesterday! Stonebridge Capital Advisors manages $1.8 billion and provides investment advisory services for 1,371 clients (1:457 advisor/client ratio). Delivering investment solutions, tailored support, and extensive resources to our advisory partners, helping them achieve their clients financial goals. What does this mean? View Last Form Adv Compilation Report on Record, https://www.linkedin.com/company/stonebridge-capital-advisors/, https://www.youtube.com/@stonebridgecapitaladvisors8423, LIMIT THE USE OF MY SENSITIVE PERSONAL INFORMATION, % of top 20 holdings the same as top 20 most commonly held by all managers. Long View Financial Services, Klosters Capital, Midwest Capital Financial Advisors, Cowan Financial Services, Krempa Associates, Was this page helpful? This typically occurs when firms manage mutual funds or hedge funds alongside smaller retail accounts. What happened? View Filing. Some firms receive these fees as payments, which creates an incentive to promote them. #newhire #womeninbusiness #stonebridge. Let's Go! https://lnkd.in/gSyMDbmr, We are thrilled to announce that John Schonberg, our Chief Investment Officer and portfolio manager at Stonebridge Capital Advisors has been named as a 2023 Notable Leader in Banking and Finance by the Twin Cities Business! Our credentialed advisors are qualified to serve both your personal and business needs. investor.com is not endorsed by or affiliated with the SEC or FINRA. Congratulations John! Mr. and a top 10 holdings concentration of 26.94%. What does this mean? Learn more about Mitchell and Michelle, and their new roles at Stonebridge! Founded in 1997, Stonebridge Capital Advisors is an SEC-Registered Investment Advisor with an established focus on customized investment and wealth management solutions. This will schedule a job to export all requested 13f holdings data for this filer. Wealthminder is a database of every Investment Advisor Representative in the country. Our Talent - Stonebriar Commercial Finance Firm or an advisory affiliate has previously had an investment-related civil action dismissed against them following a cash settlement in court. Jeffrey A. Levitt is CEO of Stonebridge Capital Management. The firm's website is not secure by modern internet standards. As a loan officer at Guaranteed Rate, one, Whether you're looking Property & Casualty, Commercial and Life, Homeowners, We believe that everyone deserves a space to learn and be financially liberated. Firms that receive soft-dollar benefits could be incentivized to push trades through broker-dealers that provide advantages to the firm instead of through broker-dealers that could provide the best execution for their clients. While this may seem like an attractive compensation structure to ensure your advisor is making your money work for you, often, the managers of those products are incentivized to take inappropriate risks to beat their performance benchmark. Home | Stonebridge Listen to this episode of Stonebridge Capital Advisors Soundbites where our Director of Fixed Income, Jon Lynn, addresses the fixed income market. Stonebridge Capital Advisors - YouTube Karen M. DeMarco is Chief Operations Officer and Chief Compliance Officer of Stonebridge Capital Management and the Branch Manager for our Cadaret, Grant office. Stonebridge Capital Advisors's largest holding is Apple Inc with shares held of 329,492. Referencing key historic moments, similar to what the U.S. economy seems to be facing today, he provides a forecast for the economic and market activity that lies ahead. July 13, 2023 Stonebridge Advisors, registered in 2005, serves 53 state (s) with a licensed staff of 8 advisors. Find More Contacts for Stonebridge Capital Advisors, Diversity Spotlight (US Headquarters Only), Edit Lists Featuring This Company Section, Amazon.com, Inc. (NASDAQ:AMZN) Shares Sold by Stonebridge Capital Advisors LLC, Wealth Management Companies With Less Than $1B in Revenue (Top 10K), Minnesota Companies With Less Than $500M in Revenue (Top 10K), Insurance Companies With Fewer Than 1000 Employees (Top 10K), United States Financial Services Female Founded Companies. At Stonebridge, we have long understood the importance of being part of a healthy, thriving community. Wealthminder then sends your request to our network of Stonebridge Capital Advisors - Overview, News & Competitors - ZoomInfo Make sure you click Allow or Grant Permission if your browser asks for your location. The SEC or CFTC has previously entered an order against this firm or an advisory affiliate in connection with an investment-related activity. [1]: Their last reported 13F filing for Q1 2023 included $876,391,752 in managed 13F securities What conflicts arise from this relationship? STONEBRIDGE CAPITAL is a business development company highly focused on the growth sectors of the oil and natural gas industry, providing a number of options to its clients through its network of highly skilled and experienced funding partners, and in doing so, ass ists in the providing of capital and other . While Stonebridge Capital Advisors advises clients across a variety of portfolio sizes, the average client balance is currently $1.3 million. What does this mean and why is this important? In total, Stonebridge Capital Advisors manages $1.8 billion in assets. As a result, unlike hedge funds, there is no historical performance for any financial advisory firm. Home | Stonebridge Financial Group This honor recognizes 21 Twin Cities professionals as best-in-class executives and those who set the standard for excellence. Investment Team Stonebridge Does your fim accept soft-dollar benefits? What does this mean? Wouldn't it be nice if we could give you a simple, unequivocal yes to that question? #SPCO #TheSaintPaulChamberOrchestra #Stonebridge #community #communitypartnership, With a new year well underway, the U.S. economy, market conditions, and a forecast into what lies ahead remain top of mind. Questions to ask Regional Director - Stonebridge Capital Advisors - LinkedIn Jeff graduated from Duke University in 1987 and majored in Economics and Political Science. [2]: Retirement Advisors, LLC in Lehi, UT and has They have offices in St. Paul, MN, Traverse City, MI, Hendersonville, TN, and Denver, CO with clients across the United States. Will any of my assets be invested in those products? Serving high net worth individuals, families, nonprofits, and institutions, we connect with our clients to understand their unique financial needs. Provo, UT 84604. In this way, we develop well-structured investment portfolios and form long-lasting partnerships. As a Certified B Corporation, our focus is simple: people before profits. 3255 N Cottonwood Ln. For the BBB EU Privacy Shield independent dispute resolution program, please click here. Click on the + to learn more about each item. Most recently, in March of 2015, Dino was conferred as a Chartered Retirement Planning CounselorSM professional. Here at Stonebridge, we will highlight those financial products that best fit your situations and create the beginning of a strong and successful financial future. Firm or a related person trades securities for themselves that they also recommend to their clients. Dino also holds FINRA Series 6 and 22 securities licenses, NASAA Series 63 and 65 licenses, as well as life and health insurance licenses in several states. Historically finding and hiring a financial advisor was hard. Firm or an advisory affiliate was previously found to have made false statements, omissions, or being dishonest and unfair by a regulatory agency other than the SEC or CFTC. San Francisco Bay Area, Silicon Valley), Operating Status of Organization e.g. Firm performs side-by-side management with accounts that have differing fee structures. This arrangement creates a conflict where the firm and its representatives may be motivated to insure clients with products, including annuities and life insurance, that generate high sales commissions when lower-cost alternatives may exist. All requests for updated information should also be reported directly to the SEC. email address below and choose 'Submit'. She joined Stonebridge in 1995 and became a partner in 1996. Stonebridge Capital Advisors | LinkedIn Jeff Brimm on LinkedIn: Stonebridge Soundbite - The Bond Talk We detect that you are visiting from Singapore. Address: 2550 University Ave W Ste 435S Saint Paul, MN, 55114-1907 United States Stonebridge Capital Advisors Firm or related person receives soft-dollar benefits in connection with client securities transactions. After a successful career as a Senior Executive with a major S&P 500 company, Steve decided to focus his expertise, specializing in wealth management and financial planning for high-net-worth individuals. In the past ten years, a regulatory agency other than the SEC or CFTC has previously entered an order against this firm or an advisory affiliate in connection with an investment-related activity. Client led, partnership driven: Providing customized investment and private wealth management solutions since 1997. Unlike HTTPS connections, HTTP connections are not encrypted. We have 17 years of experiance. #BBBTorchAwards #BBB #StonebridgeCapitalAdvisors #BusinessAwards, Join our Stonebridge team! Copyright 2023 Stonebridge Capital Advisors. Stonebridge Capital Advisors is based out of St Paul. The investor.com website utilizes verified data from reputable sources, which includes the Securities and Exchange Commission (SEC); however, it can vary from time to time. Should I Hire a Financial Advisor or DIY It? A federal regulatory agency, a state regulatory agency, or a foreign financial regulatory authority other than the SEC or CFTC has found firm or an advisory affiliate to have been involved in a violation of investment-related statutes or regulations. When completed, an email will be sent to the email address you specify You are limited to the prior 8 quarters of 13F filings. STONEBRIDGE CAPITAL ADVISORS - Request Consultation - Yelp Does your firm recommend securities that it or its affiliates underwrite, or in which it serves as general or managing partner? At minimum, a trustworthy financial advisor will: Investor.com relies on regulatory data from the SEC to rate and review financial advisor firms. What does this mean and why is it important? Financial advisors help you achieve your life goals, such as saving for retirement, by creating a comprehensive financial plan and managing your investment portfolio (e.g., stocks, ETFs, mutual funds, bonds). Stonebridge Capital Advisors currently serves clients in the following states: AL, AZ, AR, CA, CO, FL, GA, IL, IA, KS, LA, MD, MI, MN, MO, NE, NV, NY, NC, ND, OH, OK, OR, PA, SD, TN, TX, UT, VA, WA, WI. Join to view profile Stonebridge Capital Advisors . Select Accept to consent or Reject to decline non-essential cookies for this use. What percentage of income does your firm receive from fees versus commissions? Read through our introductory course to financial advisors. What does this mean? Financial professionals should disclose all positions they hold (or have sold short) that they will also be recommending to their clients. Financial plans and investment portfolios are always unique to the client's personal financial situation. Please read more, Ryan Fellner is your Denver local lender. This honor recognizes 21 Twin Cities professionals as best-in-class executives and those who set the standard for excellence. The best way to use Wealthminder is to take advantage of our free proposal system. Since it's conception, the firm has specialized in serving the unique needs of high net worth individuals and families. Questions to ask Stonebridge is a registered investment adviser founded in 1946 by Julian Weiss. Bonds are back! For several months now, we have been hearing this phrase repeated over and over again So, what does it mean? Stonebridge Capital Advisors provides asset management and capital advisory services to insurance companies. Questions to ask To file a complaint or dispute with this firm, please fill out the SEC Investor Complaint Form. What does this mean? Their last reported 13F filing for Q1 2023 included $876,391,752 in managed 13F securities and a top 10 holdings concentration of 26.94%. Checks take place monthly. https://lnkd.in/g3KBYYK5, Venture Capital and Private Equity Principals. You must have a subscription to view WhaleScore histories. Stonebridge is proud to partner with such an impactful nonprofit organization and be a part of the meaningful change it brings! Also be sure to review the conflicts of interest and disciplinary actions sections above to see what, if any, conflicts of interest and/or disciplinary actions this firm might have. Wealth Management Developing a personal, financial strategy via our holistic approach, helping each client navigate their stages of wealth. *This company may be headquartered in or have additional locations in another country. All rights reserved. You can learn more about our cookies in our Privacy Policy. Get competitive proposals from multiple advisors. We were fortunate to attend today's celebration, surrounded by so many inspiring businesses and people who share in our values of respect, integrity, and trust! Investor.com is your trustworthy guide to the world of personal finance. That's all you need. For this episode of Stonebridge Soundbites, Director of Equity and Portfolio Manager Michael Dashner, CFA and Portfolio Manager and Research Analyst Ryan Medhaug, CFA dive into the stock selection process at Stonebridge. This could also limit the number and diversity of investment options available and may impact their transferability. This feature is in beta and may change with future updates. to see more advanced email alert options such as selecting any type of Investment Criteria - Stonebridge Partners At its core, ESG investing is centered on strengthening and growing our society, protecting our planet, and upholding ethical, equal business practices and standards within organizations. Personal Wealth Management We are structured so that our clients can benefit from a collaborative approach to wealth management. Portfolios are custom designed and separately managed stocks, bonds, exchange traded funds and mutual funds. You review the proposals you receive and decide if youd like to have a follow-up call with one or more of the financial advisors. tips_and_updates Financial advisor education. The true source of their success is well-founded and well-tended client relationships. Stonebridge Capital Advisors LLC Company Profile | Saint Paul, MN Stonebridge Capital Advisors is a Registered Investment Advisor (RIA) providing investment and private wealth management since 1997. Certified accolades including investor.com Star Rating Badge are only available to firms participating in investor.coms paid subscription-based program and earning a 4.5 to 5 star review from investor.com; participation in investor.com's paid subscription-based program does not guarantee being awarded investor.com Star Rating Badge certified accolades.
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